linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jeffrey Unger

Citizens Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your Profile

About Jeffrey Unger

Jeffrey Unger is a financial professional with over 24 years of experience in the financial services industry. Currently, Jeffrey is registered with Citizens Securities, Inc. Jeffrey has a strong track record in the industry having previously worked with Santander Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, M&T Securities, Inc., Wells Fargo Advisors, LLC, UBS Financial Services Inc., Canterbury Capital Services, Inc., Key Capital Markets, Inc., Kidder, Peabody & Co. Incorporated, and J. B. Hanauer & Co.. Jeffrey is committed to providing personalized financial advice and guidance to individuals, businesses, and high-net-worth clients. Jeffrey offers a wide range of financial services including financial planning, investment management, and participation in wrap fee programs. Jeffrey has been active in the industry for over 24 years, and is licensed to provide financial advice and services in the states of Florida, New Jersey, New York, and Pennsylvania.

Firm Information

Jeffrey Unger is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jeffrey Unger’s Registration & Firm History

PA

01/07/2022 - Present

Citizens Securities, Inc. (CONSHOHOCKEN PA)

PA

04/17/2019 - 01/03/2022

SANTANDER SECURITIES LLC (Philadelphia PA)

NJ

06/18/2014 - 04/12/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

NY

09/26/2012 - 05/19/2014

M&T SECURITIES, INC. (NEW YORK NY)

NJ

10/16/2009 - 09/11/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

NJ

05/17/2007 - 09/23/2009

WELLS FARGO ADVISORS, LLC (HOLMDEL NJ)

NJ

01/27/2006 - 01/17/2007

UBS FINANCIAL SERVICES INC. (LAKEWOOD NJ)

CA

09/16/1997 - 02/01/2000

CANTERBURY CAPITAL SERVICES, INC. (NEWPORT BEACH CA)

OH

09/09/1996 - 05/19/1997

KEY CAPITAL MARKETS, INC. (CLEVELAND OH)

NY

11/18/1991 - 01/18/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NA

12/21/1983 - 06/06/1985

J. B. HANAUER & CO.

Not sure if Jeffrey Unger is right for you?

Licenses & Designations

BOTH

Issued 02/23/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/09/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/10/1997

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/2006

Series 7 - General Securities Representative Examination

BC

Issued 11/04/1998

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Unger.
Not sure if Jeffrey Unger is right for you?