Unclaimed
Jeffrey McCarthy is a financial professional with over 25 years of experience in the industry. Currently, Jeffrey is registered with Prudential Investment Management Services LLC and has been since 1997. Previously, Jeffrey McCarthy was registered with First Investors Corporation from 1996 to 1997. Jeffrey is licensed in 51 states and holds the Series 6, 7, and 63 licenses in addition to the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/16/1997 - Present
Prudential Investment Management Services LLC (NEW YORK NY)
NJ
08/02/1996 - 04/04/1997
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 12/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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