Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Todd Grosse is a financial professional with over 20 years of experience in the industry. He is currently registered with Barclays Capital Inc. Jeffrey has held prior roles at CREDIT SUISSE SECURITIES (USA) LLC, ABN AMRO INCORPORATED and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Jeffrey has a wide range of experience, having held various roles within the financial services industry. He holds several licenses including Series 7, 6, 63, 79TO and SIE. Jeffrey's commitment to his clients and the financial services industry is evident in his continued dedication to professional development and his pursuit of comprehensive knowledge.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/17/2013 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
04/14/2008 - 01/25/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
12/03/2003 - 04/15/2008
ABN AMRO INCORPORATED (NEW YORK NY)
WI
02/25/2002 - 06/19/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 02/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/21/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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