Unclaimed
Jeffrey Scales is a financial professional with over 16 years of experience in the securities industry. He has held positions at Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., and is currently registered with Empower Financial Services, Inc. Jeffrey is licensed to provide investment advice in 52 states and holds the Series 6, 7, 26 and 63 licenses. He has a wide range of experience in the financial services industry, including investment company products/variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
06/14/2017 - Present
Empower Financial Services, Inc. (Boston MA)
RI
10/25/2010 - 11/04/2016
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NH
01/01/2008 - 12/07/2009
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
MA
09/25/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
BC
Issued 10/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/23/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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