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Jeffrey Thomas Richard

Harbour Investments, Inc.

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About Jeffrey Thomas Richard

Jeffrey Richard is a financial advisor with over 30 years of experience in the financial services industry. Jeffrey is currently registered with Harbour Investments, Inc. in Platteville, WI. Jeffrey has previously been registered with MIDAMERICA FINANCIAL SERVICES, INC., NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, ROBERT W. BAIRD & CO. INCORPORATED, and MML INVESTORS SERVICES, INC.. Jeffrey is also an Independent Insurance Agent and owner/operator of Richard Financial Resources. Jeffrey holds the Series 6, Series 63, and Series 65 licenses. Jeffrey has experience providing financial planning and portfolio management for individuals and businesses. Jeffrey is dedicated to helping clients reach their financial goals.

Firm Information

Jeffrey Richard is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jeffrey Richard’s Registration & Firm History

WI

10/16/2023 - Present

Harbour Investments, Inc. (Platteville WI)

WI

09/27/2010 - 11/23/2015

MIDAMERICA FINANCIAL SERVICES, INC. (PLATTEVILLE WI)

WI

01/03/1989 - 09/28/2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PLATTEVILLE WI)

WI

07/10/1989 - 11/13/1990

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

MA

04/18/1986 - 02/04/1989

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

IA

Issued 01/03/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/12/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Thomas Richard.
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