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Jeffrey Thomas Farkas

Jefferies LLC

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About Jeffrey Thomas Farkas

Jeffrey Thomas Farkas is a financial advisor with over 15 years of experience in the industry. Currently, Jeffrey is associated with Jefferies LLC in Boston, Massachusetts. Prior to joining Jefferies LLC, Jeffrey worked at Barclays Capital Inc. in Boston, Massachusetts, and Lehman Brothers Inc. in Boston, Massachusetts. Jeffrey is registered to conduct securities business in all 50 states, as well as Puerto Rico and the Virgin Islands.

Firm Information

Jeffrey Farkas is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Farkas’s Registration & Firm History

MA

05/18/2009 - Present

Jefferies LLC (BOSTON MA)

MA

09/22/2008 - 05/13/2009

BARCLAYS CAPITAL INC. (BOSTON MA)

MA

02/08/2006 - 09/22/2008

LEHMAN BROTHERS INC. (BOSTON MA)

FL

03/17/2004 - 04/30/2004

KOVACK SECURITIES INC. (FT. LAUDERDALE FL)

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Licenses & Designations

BC

Issued 02/16/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jeffrey Thomas Farkas.
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