Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Day is a financial advisor with over 20 years of experience in the financial services industry. Jeffrey currently works at Charles Schwab & CO., Inc. in Louisville, Kentucky. Previously, Jeffrey worked at FIDELITY BROKERAGE SERVICES LLC, J.P. MORGAN SECURITIES LLC and CHARLES SCHWAB & CO., INC.. Jeffrey has earned his Series 6, 7, 9, 10, 63 and 65 licenses. Jeffrey is registered with the state of Kentucky to provide investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
KY
11/07/2018 - Present
Charles Schwab & CO., Inc. (Louisville KY)
KY
08/28/2015 - 10/11/2018
FIDELITY BROKERAGE SERVICES LLC (LOUISVILLE KY)
UT
12/16/2014 - 06/17/2015
J.P. MORGAN SECURITIES LLC (SALT LAKE CITY UT)
OH
10/26/2000 - 06/20/2011
CHARLES SCHWAB & CO., INC. (CINCINNATI OH)
IL
04/26/1999 - 05/18/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
VA
12/24/1998 - 04/20/1999
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
BC
Issued 12/30/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/10/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/16/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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