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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Converse is a financial advisor at HSBC Securities (USA) Inc., with over 12 years of experience in the financial industry. Jeffrey has a strong track record of success in providing investment advice to a wide range of clients, including high-net-worth individuals, pooled investment vehicles, pension and profit-sharing plans, and corporations or other businesses. Jeffrey holds the Series 6, 7, 9, 10, 63, and 65 licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Jeffrey's expertise includes investment management, financial planning, and asset allocation. Jeffrey is committed to providing clients with personalized investment advice that meets their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
10/28/2022 - Present
Hsbc Securities (usa) Inc. (CHEEKTOWAGA NY)
NY
11/09/2010 - 05/15/2012
HSBC SECURITIES (USA) INC. (DEPEW NY)
NY
10/02/2009 - 10/08/2010
SIGNATOR INVESTORS, INC. (WILLIAMSVILLE NY)
NY
07/09/2009 - 08/06/2009
FIRST INVESTORS CORPORATION (GETZVILLE NY)
IA
Issued 06/04/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/16/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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