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Jeffrey Takeo Tanaka

Pruco Securities, LLC

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About Jeffrey Takeo Tanaka

Jeffrey Tanaka is an investment professional with over 3 years of experience in the financial services industry. Jeffrey is registered with Pruco Securities, LLC. Jeffrey holds a Series 6 and Series 63 securities license. Jeffrey is also a licensed investment advisor representative in Hawaii.

Firm Information

Jeffrey Tanaka is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Jeffrey Tanaka’s Registration & Firm History

CA

06/22/2021 - Present

Pruco Securities, LLC (SAN JOSE CA)

HI

10/04/2018 - 01/13/2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HONOLULU HI)

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Licenses & Designations

IA

Issued 06/18/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/21/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/05/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Takeo Tanaka.
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