Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey T. Barrick is a financial advisor with UBS Financial Services Inc. with over 8 years of experience in the industry. Jeffrey has been registered with FINRA since 2009 and has held previous roles with E*TRADE SECURITIES LLC, Fidelity Brokerage Services LLC, and KCG Securities, LLC. Jeffrey is registered as an investment advisor representative in Utah and holds Series 65, 63, and 66 licenses. He is a licensed securities representative in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Idaho, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, and Wyoming. Jeffrey is a member of LiquidShop Solutions, LLC, Breaker Authority, and Soluka LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
06/16/2023 - Present
UBS Financial Services Inc. (Denver CO)
UT
04/09/2021 - 05/23/2023
E*TRADE SECURITIES LLC (SANDY UT)
UT
01/31/2011 - 04/20/2015
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
04/29/2010 - 12/22/2010
KCG SECURITIES, LLC (DRAPER UT)
UT
03/20/2009 - 06/11/2009
GENEOS WEALTH MANAGEMENT, INC. (DRAPER UT)
IA
Issued 06/15/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/07/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/17/2020
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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