Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Swartzentruber is a financial advisor with over 30 years of experience in the industry. Jeffrey is currently registered with &partners, a firm with over 200 employees and $1 Billion to $10 Billion in regulatory assets under management. Jeffrey has a diverse range of experience having worked previously with other notable firms such as WELLS FARGO CLEARING SERVICES, LLC, UVEST FINANCIAL SERVICES GROUP, INC., and INVEST FINANCIAL CORPORATION. Jeffrey holds a variety of licenses and certifications, including Series 3, 4, 6, 7, 9, 10, 24, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
OH
10/30/2024 - Present
&partners (Wooster OH)
OH
10/26/2004 - 04/30/2020
WELLS FARGO CLEARING SERVICES, LLC (WOOSTER OH)
NC
10/31/2003 - 11/01/2004
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
WI
11/06/2001 - 11/05/2003
INVEST FINANCIAL CORPORATION (APPLETON WI)
NJ
11/15/2000 - 09/27/2001
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
OH
08/03/1995 - 02/02/2001
NEXT ADVISORS INC. (GARFIELD HEIGHTS OH)
MI
11/16/1993 - 08/15/1995
CENTENNIAL SECURITIES COMPANY, INC. (GRAND RAPIDS MI)
OH
02/13/1995 - 07/31/1995
VISTA FINANCIAL SERVICES CORPORATION (HUDSON OH)
NY
07/10/1992 - 11/10/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
MI
08/29/1991 - 07/10/1992
OLDE DISCOUNT CORPORATION (DETROIT MI)
NJ
05/15/1990 - 12/05/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 11/12/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/14/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/10/1998
Series 4 - Registered Options Principal Examination
BC
Issued 07/01/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2000
Series 3 - National Commodity Futures Examination
BC
Issued 08/28/1991
Series 7 - General Securities Representative Examination
BC
Issued 05/14/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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