Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Galloway is a financial advisor with Stifel, Nicolaus & Company, Inc. located in Houston, Texas. Jeffrey has been in the financial services industry since 1996 and has worked at several firms including Goldman, Sachs & Co. and Barclays Capital Inc. Jeffrey is a Chartered Financial Analyst and holds the Series 3, 6, 7, and 63 licenses. Jeffrey specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and pooled investment vehicles. Jeffrey has over 20 years of experience in the financial services industry and is committed to providing clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (HOUSTON TX)
TX
01/07/2013 - 12/04/2015
BARCLAYS CAPITAL INC. (HOUSTON TX)
NY
02/05/2010 - 01/09/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
TX
01/22/1996 - 12/31/2008
INVESCO AIM DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 01/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2014
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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