Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Sutton is a financial advisor with Stifel, Nicolaus & Company, Inc., based in Modesto, CA. Jeffrey has been in the securities industry since March 13, 1994 and has a broad range of experience in the financial services industry. Jeffrey is registered with FINRA as a Registered Representative and has a Series 7 and Series 63 license, as well as the Securities Industry Essentials Examination (SIE). Jeffrey is also registered with the state of California as an Investment Advisor Representative. Jeffrey’s previous employers include Wells Fargo Clearing Services, LLC, A. G. Edwards & Sons, Inc. and Baraban Securities, Inc. Jeffrey is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/27/2018 - Present
Stifel, Nicolaus & Company, Inc. (MODESTO CA)
CA
01/01/2008 - 07/30/2018
WELLS FARGO CLEARING SERVICES, LLC (MODESTO CA)
CA
03/29/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MODESTO CA)
CA
03/14/1994 - 03/31/1994
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 03/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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