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Jeffrey Steven Lumbard

Piper Sandler & Co.

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About Jeffrey Steven Lumbard

Jeffrey Lumbard is a financial advisor with Piper Sandler & Co. Jeffrey has been in the industry since 2017. Prior to joining Piper Sandler & Co. Jeffrey was a registered representative with Aviditi Financial, LLC and BA Securities, LLC. Jeffrey is licensed to provide financial advice in Alaska, Arizona, California, Colorado, Hawaii, Idaho, Montana, Nebraska, Nevada, New Mexico, New York, North Dakota, Oregon, Texas, Utah, Washington, West Virginia, and Wyoming. Jeffrey holds the Series 7, Series 63, and SIE securities licenses. Jeffrey specializes in portfolio management for businesses and provides analytical reports and public finance consulting services.

Firm Information

Jeffrey Lumbard is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jeffrey Lumbard’s Registration & Firm History

WA

08/27/2024 - Present

Piper Sandler & Co. (SEATTLE WA)

PA

01/04/2020 - 12/02/2020

BA SECURITIES, LLC (W. CONSHOHOCKEN PA)

DE

08/31/2016 - 02/19/2019

GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)

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Licenses & Designations

BC

Issued 09/01/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jeffrey Steven Lumbard.
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