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Jeffrey Stephen Pretat

HAP Trading, LLC

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About Jeffrey Stephen Pretat

Jeffrey Pretat is a registered representative with Hap Trading, LLC, based in New York, NY. Jeffrey has been in the industry since June 30, 2008. Jeffrey has passed the General Securities Principal Examination, the Securities Trader Exam, the Securities Industry Essentials Examination and the General Securities Representative Examination. Jeffrey has previously worked at firms including OPAL SECURITIES, INC., SOUTHAMPTON INVESTMENT SERVICES INC., INTEGRAL DERIVATIVES, LLC, AGS SPECIALISTS II, LLC, LL PARTNERS, INC., LABRANCHE STRUCTURED PRODUCTS LLC and JSP SECURITIES L.L.C.

Firm Information

Jeffrey Pretat is currently registered with HAP Trading, LLC. HAP Trading, LLC is a Limited Liability Company formed on August 26, 1997. The firm has been approved for registration with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Pretat’s Registration & Firm History

NY

08/25/2010 - Present

HAP Trading, LLC (NEW YORK NY)

NY

12/02/2021 - 05/23/2022

OPAL SECURITIES, INC. (NEW YORK NY)

NY

05/16/2014 - 11/18/2021

SOUTHAMPTON INVESTMENT SERVICES INC. (NEW YORK NY)

NY

01/02/2009 - 03/27/2009

INTEGRAL DERIVATIVES, LLC (NEW YORK NY)

NY

02/26/2008 - 01/12/2009

AGS SPECIALISTS II, LLC (NEW YORK NY)

NY

04/28/2005 - 05/23/2005

LL PARTNERS, INC. (NEW YORK NY)

NY

11/12/2004 - 04/19/2005

LABRANCHE STRUCTURED PRODUCTS LLC (NEW YORK NY)

NJ

09/26/2003 - 04/16/2004

JSP SECURITIES L.L.C. (PLAINSBORO NJ)

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Licenses & Designations

BC

Issued 08/15/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Jeffrey Stephen Pretat. Review regulatory record here.
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