Unclaimed
Jeffrey Stephen Pratt is a financial professional with over 10 years of experience in the industry. Jeffrey is currently registered with ADP Broker-Dealer, Inc. and is licensed to conduct business in all 50 states. Jeffrey has previously been registered with Fifth Third Securities, Inc., and New England Securities. Jeffrey holds the Series 6, Series 26, and Series 63 licenses. Jeffrey's experience includes working with individual investors, and providing investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/20/2012 - Present
ADP Broker-Dealer, Inc. (Allentown PA)
PA
12/15/2009 - 09/06/2012
FIFTH THIRD SECURITIES, INC. (PITTSBURGH PA)
PA
09/03/2008 - 09/30/2009
NEW ENGLAND SECURITIES (PITTSBURGH PA)
BC
Issued 08/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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