Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Klein is a registered representative with Jones Lang Lasalle Securities, LLC and has been in the securities industry since 2012. Jeffrey is registered in North Carolina and New York. Jeffrey has passed the Series 6, 7, 50, 52, 54, 63, 7TO, 82 and SIE exams. Jeffrey was previously employed by PIEDMONT SECURITIES LLC and BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/22/2020 - Present
Jones Lang Lasalle Securities, LLC (Charlotte NC)
NC
01/14/2016 - 12/26/2019
PIEDMONT SECURITIES LLC (Charlotte NC)
NY
03/20/2000 - 12/31/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NA
07/22/1992 - 11/09/1992
NEW ENGLAND SECURITIES
BC
Issued 09/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/14/2016
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 01/14/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 03/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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