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Jeffrey Stephen Baker

Lazard Freres & Co. LLC

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About Jeffrey Stephen Baker

Jeffrey Baker is a financial professional with over a decade of experience in the industry. Jeffrey has a strong background in investment banking and currently works at Lazard Freres & Co. LLC as a registered representative. Prior to this, Jeffrey held positions at DRAKE STAR SECURITIES LLC, AVENDUS CAPITAL, INC., and CAPSTONE CAPITAL MARKETS LLC. Jeffrey holds several industry certifications, including the Series 7, Series 24, Series 63, Series 79, and SIE.

Firm Information

Jeffrey Baker is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Baker’s Registration & Firm History

NY

03/23/2022 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

01/19/2016 - 03/24/2022

DRAKE STAR SECURITIES LLC (NEW YORK NY)

NY

10/07/2011 - 10/02/2015

AVENDUS CAPITAL, INC. (NEW YORK NY)

MA

05/17/2007 - 01/28/2008

CAPSTONE CAPITAL MARKETS LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 11/02/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/06/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Stephen Baker.
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