Unclaimed
Jeffrey Baker is a financial professional with over a decade of experience in the industry. Jeffrey has a strong background in investment banking and currently works at Lazard Freres & Co. LLC as a registered representative. Prior to this, Jeffrey held positions at DRAKE STAR SECURITIES LLC, AVENDUS CAPITAL, INC., and CAPSTONE CAPITAL MARKETS LLC. Jeffrey holds several industry certifications, including the Series 7, Series 24, Series 63, Series 79, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/23/2022 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
01/19/2016 - 03/24/2022
DRAKE STAR SECURITIES LLC (NEW YORK NY)
NY
10/07/2011 - 10/02/2015
AVENDUS CAPITAL, INC. (NEW YORK NY)
MA
05/17/2007 - 01/28/2008
CAPSTONE CAPITAL MARKETS LLC (BOSTON MA)
BC
Issued 11/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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