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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Spurling is a financial advisor with over 20 years of experience in the financial services industry. Jeffrey is currently registered with Empower Advisory Group, LLC in Florida. He is a registered representative and investment advisor representative. His previous employers include Advisors Asset Management, Inc., BB&T Investment Services, Inc., Innovation Partners LLC, Transamerica Capital, Inc., Old Mutual Investment Partners, Phoenix Equity Planning Corporation, Charles Schwab & Co., Inc., Quick & Reilly, Inc. and Tower Square Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
04/04/2023 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
10/21/2015 - 09/04/2018
ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)
FL
10/06/2014 - 10/07/2015
BB&T INVESTMENT SERVICES, INC. (MIAMI FL)
NC
10/03/2012 - 10/10/2014
INNOVATION PARTNERS LLC (CHARLOTTE NC)
CO
08/11/2008 - 06/01/2009
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MA
04/27/2005 - 07/15/2008
OLD MUTUAL INVESTMENT PARTNERS (BOSTON MA)
CT
11/10/1998 - 09/10/2002
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
TX
04/27/1998 - 07/20/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
12/24/1997 - 04/15/1998
QUICK & REILLY, INC. (NEW YORK NY)
CA
01/01/1996 - 12/23/1997
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
IA
Issued 03/03/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/28/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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