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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Shepard Sohm is a financial advisor at Morgan Stanley. Jeffrey has over 28 years of experience in the financial services industry. Prior to joining Morgan Stanley, Jeffrey worked for Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Kidder, Peabody & Co. Incorporated and Smith Barney, Harris Upham & Co., Incorporated. Jeffrey is registered to provide investment advice in 54 states and is a Series 66, Series 63, Series 7 and SIE licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
07/27/2023 - Present
Morgan Stanley (New York NY)
NY
11/03/2000 - 03/25/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
10/31/1994 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
06/09/1989 - 11/07/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
03/21/1989 - 05/05/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 02/07/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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