Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Wieck is a financial advisor with over 17 years of experience in the financial services industry. Jeffrey is currently registered with Axos Clearing LLC, a full-service brokerage firm headquartered in Centennial, CO. Jeffrey holds the Series 6, 7, 55, 57TO, 63, 99TO and SIE licenses. Jeffrey has previously been registered with E*TRADE SECURITIES LLC, TCADVISORS NETWORK INC., CURIAN CLEARING, LLC, JACKSON NATIONAL LIFE DISTRIBUTORS, INC., and NATIONAL PLANNING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/17/2021 - Present
Axos Clearing LLC (CENTENNIAL CO)
CO
02/27/2020 - 12/31/2020
E*TRADE SECURITIES LLC (Centennial CO)
CO
08/25/2017 - 04/09/2018
TCADVISORS NETWORK INC. (CENTENNIAL CO)
CO
05/11/2007 - 03/24/2016
CURIAN CLEARING, LLC (DENVER CO)
TN
01/07/2004 - 11/17/2005
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CA
01/16/2001 - 12/31/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BC
Issued 08/11/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 04/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/03/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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