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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Warnkin is a registered investment advisor representative with Prosperity Capital Advisors. Jeffrey has been in the industry since 1992 and holds the Series 6, 7, 24, and 63 licenses. Jeffrey is also a Certified Financial Planner. Jeffrey offers a variety of financial services, including financial planning, portfolio management for individuals and businesses, and educational seminars. Jeffrey is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
08/17/2022 - Present
Prosperity Capital Advisors (WESTLAKE OH)
IN
03/05/2012 - 11/02/2020
MERCAP SECURITIES, LLC (FORT WAYNE IN)
OH
09/08/2009 - 02/28/2012
LPL FINANCIAL LLC (WESTLAKE OH)
OH
11/30/2004 - 09/08/2009
MUTUAL SERVICE CORPORATION (WESTLAKE OH)
IN
09/05/2002 - 12/01/2004
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
09/05/2002 - 12/01/2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MA
01/12/1995 - 09/03/2002
MUTUAL SERVICE CORPORATION (BOSTON MA)
AZ
01/03/1994 - 09/29/1994
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MA
06/21/1993 - 01/11/1994
JMC FINANCIAL CORPORATION (BOSTON MA)
WI
04/27/1992 - 01/11/1993
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
NA
12/23/1985 - 11/12/1986
MUTUAL SERVICE CORPORATION
BC
Issued 04/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/20/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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