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Jeffrey Scott Wagner

Northwestern Mutual Investment Services, LLC

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About Jeffrey Scott Wagner

Jeffrey Wagner is a financial professional with over 30 years of experience in the industry. He has been registered with the Securities and Exchange Commission (SEC) since 1986. Jeffrey Wagner is currently registered with Northwestern Mutual Investment Services, LLC. He holds several licenses including Series 6, 7, 22, 62, and 63, as well as the Securities Industry Essentials (SIE) exam. Jeffrey Wagner has also earned the Chartered Financial Consultant designation. He provides a variety of services to his clients, including investment research and referrals to other advisors. Jeffrey Wagner is a valuable resource for clients seeking financial advice and guidance.

Firm Information

Jeffrey Wagner is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

3800 EMBASSY PKWY

AKRON, OH 44333

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jeffrey Wagner’s Registration & Firm History

OH

03/21/2006 - Present

Northwestern Mutual Investment Services, LLC (AKRON OH)

WI

12/23/1986 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 7/19/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/6/2006

Series 7 - General Securities Representative Examination

BC

Issued 12/27/1988

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 1/5/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/9/1986

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Scott Wagner.
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