Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Sundberg is a financial advisor who has been in the industry since 1995. He is currently registered with Charles Schwab & CO., Inc., where he has held the position of Registered Representative since 2022. Jeffrey has previously worked with TD Ameritrade, Inc., Fidelity Brokerage Services LLC, and Franklin/Templeton Distributors, Inc. Jeffrey holds Series 6, 7, 9, 10, 63 and 66 licenses. Jeffrey is also licensed in multiple states including Arizona, California, District of Columbia, Florida, Idaho, Minnesota, Nevada, New York, North Carolina, Oklahoma, Oregon, South Carolina, Tennessee, Texas, Utah, Virginia, and Washington. Jeffrey's specialties include Portfolio Management for Individuals, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
10/04/2023 - Present
Charles Schwab & CO., Inc. (Folsom CA)
CA
12/17/2021 - 05/09/2022
FIDELITY BROKERAGE SERVICES LLC (ROSEVILLE CA)
CA
07/10/2000 - 01/11/2021
TD AMERITRADE, INC. (ROSEVILLE CA)
CA
05/02/1994 - 06/12/2000
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 06/18/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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