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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Scott Sprague is a financial advisor in Montgomery, Alabama with over 30 years of experience in the financial services industry. Jeffrey currently works for Cambridge Investment Research Advisors, Inc. and previously worked for A. G. Edwards & Sons, Inc., UBS PaineWebber Inc., and Wells Fargo Advisors, LLC. Jeffrey has a Series 3, Series 7, Series 9, Series 10 and Series 63 licenses. Jeffrey is registered with 16 states and the state of Alabama for investment advisory services. He specializes in financial planning, retirement planning, investment management, college savings, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AL
10/24/2012 - Present
Cambridge Investment Research Advisors, Inc. (MONTGOMERY AL)
AL
01/01/2008 - 10/08/2012
WELLS FARGO ADVISORS, LLC (MONTGOMERY AL)
AL
07/24/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MONTGOMERY AL)
NJ
08/14/2000 - 08/09/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/23/1993 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
MO
12/09/1991 - 04/27/1993
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 12/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2002
Series 3 - National Commodity Futures Examination
BC
Issued 12/06/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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