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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Spencer is a financial advisor who has been in the industry since 1999. Currently, Jeffrey is registered with LPL Financial LLC and has branch office locations in Winter Haven and Bartow, Florida. Jeffrey has a broad range of experience, having previously worked with Wells Fargo Clearing Services, LLC, SunTrust Investment Services, Inc., Raymond James Financial Services, Inc., Charles Schwab & Co., Inc., and Waddell & Reed, Inc. Jeffrey holds the Series 7, Series 6, Series 63, Series 65 and Series 26 licenses. Jeffrey specializes in providing financial planning, consulting and other non-discretionary advisory services, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
03/14/2023 - Present
LPL Financial LLC (WINTER HAVEN FL)
FL
03/24/2008 - 03/15/2023
WELLS FARGO CLEARING SERVICES, LLC (LAKELAND FL)
FL
07/23/2004 - 03/31/2008
SUNTRUST INVESTMENT SERVICES, INC. (WINTER HAVEN FL)
FL
02/13/2003 - 07/06/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
TX
09/08/2000 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
GA
02/25/2000 - 08/03/2000
SUNTRUST SECURITIES, INC. (ATLANTA GA)
KS
03/09/1999 - 07/28/1999
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 03/11/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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