Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Scott Smith is a financial professional with over 19 years of experience in the industry. Jeffrey is currently registered with Bfin Financial Services, LLC and Velocity Capital, LLC. Jeffrey has held previous positions with several firms including Velocity Clearing, LLC, The Benchmark Company, LLC, Quasar Trading, LLC, LPL Financial LLC, Pershing LLC, Hold Brothers On-Line Investment Services L.L.C., National Financial Services Corporation, Smith Barney Inc., Olde Discount Corporation and L.C. Wegard & Co., INC. Jeffrey holds Series 7, 24, 55, 57TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/09/2023 - Present
Bfin Financial Services, LLC (NEW YORK NY)
NJ
02/26/2020 - 03/16/2021
VELOCITY CLEARING, LLC (HAZLET NJ)
NY
08/11/2017 - 02/28/2020
THE BENCHMARK COMPANY, LLC (NEW YORK NY)
PR
08/05/2015 - 04/28/2017
QUASAR TRADING, LLC (SAN JUAN PR)
NC
09/09/2014 - 06/11/2015
LPL FINANCIAL LLC (CHARLOTTE NC)
PR
04/15/2011 - 08/08/2014
QUASAR TRADING, LLC (SAN JUAN PR)
NJ
07/13/2009 - 03/09/2010
E1 ASSET MANAGEMENT, INC. (JERSEY CITY NJ)
NJ
09/14/2007 - 11/20/2008
PERSHING LLC (JERSEY CITY NJ)
NJ
05/21/2004 - 12/19/2006
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (MORRISTOWN NJ)
MA
11/15/1996 - 05/14/1998
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
NY
07/28/1995 - 02/20/1996
SMITH BARNEY INC. (NEW YORK NY)
MI
10/13/1994 - 05/18/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
07/12/1994 - 08/25/1994
L.C. WEGARD & CO., INC. (NEW YORK NY)
BC
Issued 07/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
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