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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Scott Smith is a financial advisor with over 28 years of experience. Jeffrey has been with Morgan Stanley since October 2019 and has held previous positions with Wells Fargo Clearing Services, LLC and Merrill Lynch. Jeffrey is registered in 19 states as a Broker Dealer and Investment Advisor. Jeffrey holds Series 6, 7, 9, 10, 63, and 65 licenses. Jeffrey is also a registered principal with Morgan Stanley. Jeffrey's clients include individuals, high-net-worth individuals, corporations, insurance companies, investment companies, charitable organizations, and pension and profit-sharing plans. Jeffrey provides a wide range of financial services, including financial planning, portfolio management, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
10/18/2019 - Present
Morgan Stanley (St. Petersburg FL)
FL
01/27/2009 - 10/25/2019
WELLS FARGO CLEARING SERVICES, LLC (ST. PETERSBURG FL)
IN
11/18/1994 - 01/29/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIANAPOLIS IN)
IL
08/05/1994 - 12/31/1994
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
01/07/1994 - 05/27/1994
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
MA
04/08/1993 - 09/24/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/08/1993 - 09/24/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/06/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/07/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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