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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Sims is a financial advisor with over 30 years of experience in the industry. Jeffrey Sims is currently registered with Mariner Wealth Advisors in West Chester, OH. Jeffrey Sims has previously been registered with Securities America, Inc., Pinnacle Brokerage Service, Inc., Cap Pro Brokerage Services, Inc., Allmerica Investments, Inc., Money Concepts Capital Corp, and Charles Webb & Company. Jeffrey Sims holds Series 63, 65, 7, 24 and SIE licenses. Jeffrey Sims specializes in providing financial planning, portfolio management for individuals, businesses and pooled investment vehicles, family office services, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
09/28/2021 - Present
Mariner Wealth (WEST CHESTER OH)
OH
09/27/2005 - 09/24/2021
SECURITIES AMERICA, INC. (WEST CHESTER OH)
OH
04/11/2001 - 05/08/2007
PINNACLE BROKERAGE SERVICE, INC. (WEST CHESTER OH)
OH
08/14/2000 - 10/04/2005
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
MA
03/02/2000 - 10/05/2000
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
FL
02/17/1994 - 02/15/2000
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
NA
05/04/1992 - 07/21/1993
CHARLES WEBB & COMPANY
IA
Issued 11/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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