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Jeffrey Scott Schwaber

Bluerock Capital Markets LLC

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About Jeffrey Scott Schwaber

Jeffrey Scott Schwaber is a financial professional with over 25 years of experience in the industry. Currently, Jeffrey is a Registered Representative and a General Securities Principal at Bluerock Capital Markets LLC. Prior to joining Bluerock Capital Markets, Jeffrey was a Registered Representative at Griffin Capital Securities, LLC and Behringer Securities LP. Jeffrey is licensed in all 50 states and the District of Columbia. Jeffrey holds the Series 63, Series 24, Series 7, Series 22, and SIE licenses.

Firm Information

Jeffrey Schwaber is currently registered with Bluerock Capital Markets LLC. Bluerock Capital Markets LLC is a Limited Liability Company formed in August 2005. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as in Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Schwaber’s Registration & Firm History

CA

12/07/2016 - Present

Bluerock Capital Markets LLC (Newport Beach CA)

CA

01/11/2012 - 08/12/2016

GRIFFIN CAPITAL SECURITIES, LLC (EL SEGUNDO CA)

TX

06/17/2003 - 01/31/2012

BEHRINGER SECURITIES LP (ADDISON TX)

MA

03/31/1999 - 06/20/2003

MUTUAL SERVICE CORPORATION (BOSTON MA)

CA

03/22/1996 - 03/31/1999

TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)

FL

04/22/1992 - 05/06/1993

SCHWALB CAPITAL SECURITIES, INC. (WINTER PARK FL)

AZ

12/21/1988 - 06/13/1991

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

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Licenses & Designations

BC

Issued 05/03/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/10/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/1996

Series 7 - General Securities Representative Examination

BC

Issued 12/20/1988

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Scott Schwaber.
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