Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Scott Pierce is a registered representative and investment advisor representative with UBS Financial Services Inc. He has been in the securities industry since 1988. Jeffrey Pierce has previously been employed by MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., PRUDENTIAL SECURITIES INCORPORATED, DEAN WITTER REYNOLDS INC., SHEARSON LEHMAN HUTTON INC., and HOWARD TAYLOR SECURITIES, INC. Jeffrey Pierce is licensed to provide investment advice and securities services in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
02/23/2009 - Present
UBS Financial Services Inc. (ROCHESTER NY)
NY
04/02/2007 - 02/24/2009
MORGAN STANLEY & CO. INCORPORATED (ROCHESTER NY)
NY
04/19/2000 - 04/02/2007
MORGAN STANLEY DW INC. (ROCHESTER NY)
NY
03/25/1993 - 04/17/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/19/1989 - 03/26/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
05/08/1989 - 10/02/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
09/12/1988 - 04/06/1989
HOWARD TAYLOR SECURITIES, INC.
IA
Issued 02/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/1988
Series 4 - Registered Options Principal Examination
BC
Issued 09/23/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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