Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Scott Nelson is a financial advisor at TD Securities (usa) LLC. He is a registered representative with FINRA, and is also registered in New York. He has been in the industry since March 20, 2003. He has passed Series 7, Series 24, Series 63, and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/16/2011 - Present
TD Securities (usa) LLC (NEW YORK NY)
RI
07/26/2010 - 09/20/2010
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
06/22/2007 - 10/16/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/03/2005 - 06/21/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/27/2000 - 05/13/2005
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
BC
Issued 07/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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