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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Mumma is an investment advisor representative with LPL Financial LLC. Jeffrey has been in the financial services industry since 1988. Jeffrey is registered with the state of Oklahoma and Illinois, and holds Series 7, Series 63, and Series 65 licenses. Jeffrey has previously worked at VOYA FINANCIAL ADVISORS, INC., SII INVESTMENTS, INC., FSC SECURITIES CORPORATION, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Jeffrey has a long history of experience in the financial services industry and is committed to providing his clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
02/21/2023 - Present
LPL Financial LLC (YUKON OK)
IL
12/09/2014 - 09/29/2020
VOYA FINANCIAL ADVISORS, INC. (Effingham IL)
IL
06/20/2000 - 12/12/2014
SII INVESTMENTS, INC. (EFFINGHAM IL)
GA
01/19/1994 - 06/20/2000
FSC SECURITIES CORPORATION (ATLANTA GA)
MN
08/08/1989 - 01/21/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/08/1989 - 01/21/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
11/25/1987 - 10/18/1988
D. K. THIELEKE SECURITIES, INC.
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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