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Jeffrey Scott Miller

Fifth Third Securities, Inc.

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About Jeffrey Scott Miller

Jeffrey Scott Miller is an active Broker and Investment Advisor Representative with Fifth Third Securities, Inc., who has been in the industry since 1999. Miller is currently located at the firm's New York office, and has previously worked for a number of other firms including JANNEY MONTGOMERY SCOTT LLC, FIRST NEW YORK SECURITIES L.L.C. and PALI CAPITAL, INC. Miller has also passed a number of FINRA exams including Series 63, Series 24, Series 57TO, SIE, Series 55, and Series 7. Miller is registered with the state of New York. Miller specializes in providing Financial Planning, Portfolio Management for Businesses and Portfolio Management for Individuals. Miller has access to a wide range of investment products and services offered by Fifth Third Securities, Inc.

Firm Information

Jeffrey Miller is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

50 Rockefeller Plaza

NEW YORK, NY 10020

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jeffrey Miller’s Registration & Firm History

NY

11/02/2015 - Present

Fifth Third Securities, Inc. (NEW YORK NY)

NY

10/23/2012 - 10/08/2015

JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)

NY

02/16/2010 - 10/05/2012

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

NY

06/07/2011 - 10/04/2012

MPS FIXED INCOME LLC (NEW YORK NY)

NY

06/12/2008 - 05/11/2010

PALI CAPITAL, INC. (NEW YORK NY)

NY

01/08/2003 - 01/04/2008

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

01/08/2003 - 10/13/2006

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

NY

03/21/2000 - 10/11/2002

HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)

NY

05/20/1998 - 04/06/2000

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 2/17/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 2/16/2018

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/6/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 5/18/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Scott Miller.
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