Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey McCoy is a financial advisor at Stifel, Nicolaus & Company, Inc. based in San Diego, CA. Jeffrey has over 30 years of experience in the industry, providing financial advice to clients in a variety of areas. Jeffrey holds the Series 3, 4, 7, 8, 9, 10, 24, 27, 63 and 65 licenses, and is also a Registered Principal. Jeffrey specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management. Jeffrey previously worked at Wachovia Securities, LLC and A. G. Edwards & Sons, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/22/2009 - Present
Stifel, Nicolaus & Company, Inc. (SAN DIEGO CA)
CA
01/01/2008 - 02/20/2009
WACHOVIA SECURITIES, LLC (ESCONDIDO CA)
CA
04/02/1991 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SAN DIEGO CA)
NA
06/01/1989 - 05/13/1991
IAF SECURITIES, INC.
NA
08/21/1987 - 06/14/1989
PRUDENTIAL-BACHE SECURITIES INC.
NA
01/23/1986 - 08/31/1987
PAINEWEBBER INCORPORATED
IA
Issued 07/01/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/28/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/03/1989
Series 4 - Registered Options Principal Examination
BC
Issued 04/13/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/04/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1991
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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