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Jeffrey Scott Masom

Putnam Retail Management Limited Partnership

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About Jeffrey Scott Masom

Jeffrey Scott Masom is a financial professional with over 25 years of experience in the financial services industry. Jeffrey has been active in the securities industry since 1997. Jeffrey is currently registered with Putnam Retail Management Limited Partnership and Franklin Distributors, LLC. Jeffrey previously worked at TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC., FRANKLIN TEMPLETON FINANCIAL SERVICES CORP., FRANKLIN/TEMPLETON DISTRIBUTORS, INC., RBC CAPITAL MARKETS, LLC, LEGG MASON INVESTOR SERVICES, LLC and LEGG MASON WOOD WALKER, INCORPORATED. Jeffrey holds the Series 3, Series 7, Series 24, Series 63 and Series 99TO licenses.

Firm Information

Jeffrey Masom is currently registered with Putnam Retail Management Limited Partnership. Putnam Retail Management Limited Partnership is a Partnership that was formed on March 26, 2001. The firm is registered in 50 states and has one approved SEC registration. The firm's status is currently "Termination Requested". The firm has reported two Regulatory Event disclosures and three Arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Masom’s Registration & Firm History

MA

01/02/2024 - Present

Putnam Retail Management Limited Partnership (BOSTON MA)

MD

01/30/2023 - 10/03/2023

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (Batlimore MD)

MD

09/09/2020 - 02/08/2022

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (Baltimore MD)

MD

09/09/2020 - 07/07/2021

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (Baltimore MD)

MA

09/13/2018 - 08/25/2020

RBC CAPITAL MARKETS, LLC (BOSTON MA)

MD

12/01/2005 - 09/10/2018

LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)

MD

05/22/1997 - 12/01/2005

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 05/30/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 09/10/2021

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Scott Masom.
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