Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Lumby is a financial professional with over 25 years of experience in the industry. Jeffrey has a broad background in securities, having held positions at several firms including Cantor Fitzgerald & Co., Brinson Patrick Securities Corporation, and Ramus Securities, L.L.C. Jeffrey is currently registered with Virtu Americas LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
10/08/2019 - Present
Virtu Americas LLC (Short Hills NJ)
NJ
11/07/2001 - 07/09/2018
CANTOR FITZGERALD & CO. (SUMMIT NJ)
MT
03/27/1997 - 02/22/2002
BRINSON PATRICK SECURITIES CORPORATION (CORVALLIS MT)
NY
09/30/1999 - 11/08/2001
RAMIUS SECURITIES, L.L.C. (NEW YORK NY)
NY
01/29/1993 - 07/05/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
01/29/1993 - 07/05/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 02/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 07/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/09/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/26/1997
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/26/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
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MEMX LLC
M
MIAX PEARL, LLC
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NYSE American LLC
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NYSE Arca, Inc.
N
NYSE Chicago, Inc.
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NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
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Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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