Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Scott Hughes is a financial advisor with over 20 years of experience in the industry. Jeffrey is currently registered with Fidelity Brokerage Services LLC in Westlake, TX. Jeffrey has previously worked with several other firms including LPL Financial LLC, First Citizens Investor Services, Inc., Wells Fargo Clearing Services, LLC, BB&T Investment Services, Inc., and Planco Financial Services, LLC. Jeffrey holds a Series 65, Series 66, and Series 26 licenses. Jeffrey works with individuals, families, and businesses to provide financial planning, portfolio management, and other investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
01/14/2022 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
SC
11/20/2020 - 02/25/2021
LPL FINANCIAL LLC (FORT MILL SC)
NC
12/10/2018 - 10/13/2020
FIRST CITIZENS INVESTOR SERVICES, INC. (Charlotte NC)
NC
12/07/2012 - 12/12/2018
WELLS FARGO CLEARING SERVICES, LLC (PINEVILLE NC)
NC
08/06/2009 - 12/07/2012
BB&T INVESTMENT SERVICES, INC. (HUNTERSVILLE NC)
CT
01/09/2007 - 08/19/2009
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
NC
02/23/2006 - 01/12/2007
SUNTRUST INVESTMENT SERVICES, INC. (HUNTERSVILLE NC)
MA
09/09/2005 - 02/16/2006
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
MO
01/03/2005 - 03/21/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
AL
04/27/2004 - 12/31/2004
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
NC
10/02/2002 - 03/04/2003
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NJ
06/11/2001 - 10/01/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 1/8/2010
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 7/3/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/6/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/9/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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