Unclaimed
Jeffrey Scott Hatton is a financial advisor registered with LPL Financial LLC. Jeffrey has been in the financial services industry since 1997 and has worked with several firms including SunTrust Investment Services, Inc., BB&T Investment Services, Inc., First Tennessee Brokerage, Inc., Wachovia Securities, LLC, and NCF Financial Services, Inc. Jeffrey is registered with the state of Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/07/2021 - Present
LPL Financial LLC (OOLTEWAH TN)
TN
07/02/2012 - 06/20/2017
SUNTRUST INVESTMENT SERVICES, INC. (CHATTANOOGA TN)
TN
08/20/2008 - 06/29/2012
BB&T INVESTMENT SERVICES, INC. (CHATTANOOGA TN)
TN
03/23/2007 - 08/14/2008
FIRST TENNESSEE BROKERAGE, INC. (CHATTANOOGA TN)
GA
09/12/2005 - 03/15/2007
WACHOVIA SECURITIES, LLC (FORT OGLETHORPE GA)
NC
02/15/2005 - 08/23/2005
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
GA
01/03/2005 - 02/01/2005
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NC
09/30/2002 - 01/03/2005
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
WI
08/26/2002 - 09/30/2002
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
09/22/1999 - 07/19/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
09/22/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
07/30/1997 - 08/28/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
PA
03/20/1997 - 07/03/1997
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 07/19/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 03/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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