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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Scott Cohen is a financial professional with over 16 years of experience in the industry. He is a Registered Representative and Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Jeffrey has a Series 7, Series 3, and Series 63 securities license, as well as a Series 65 Investment Advisor license. He holds the Certified Financial Planner designation. He is licensed to offer investment advice in 28 states and the District of Columbia. Prior to joining Wells Fargo, Cohen worked at several other firms, including Highland Capital Funds Distributor, Inc. in Dallas, Texas and Foreside Fund Services, LLC in New York, New York. Jeffrey is active in the financial services industry and is committed to providing his clients with personalized financial advice. He is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
03/23/2023 - Present
Wells Fargo Clearing Services, LLC (LUTHERVILLE MD)
TX
04/01/2015 - 03/22/2016
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)
NY
06/25/2013 - 03/30/2015
FORESIDE FUND SERVICES, LLC (NEW YORK NY)
NJ
01/03/2012 - 06/07/2013
BLACKROCK INVESTMENTS, LLC (JERSEY CITY NJ)
NJ
01/25/2011 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (JERSEY CITY NJ)
NY
06/20/2007 - 01/06/2011
FRED ALGER & COMPANY, INCORPORATED (NEW YORK NY)
NY
12/07/2006 - 07/07/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 05/24/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2014
Series 3 - National Commodity Futures Examination
BC
Issued 12/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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