Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Samuel Wasson is a financial advisor at Northern Trust Securities, Inc. Jeffrey has been in the financial services industry since 1999 and has experience with a variety of financial products and services. Jeffrey is registered with the state of Arizona as an Investment Advisor Representative. Jeffrey is also a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, 7, 9, 10, 31, and 66 licenses. Jeffrey is committed to providing his clients with personalized financial advice and helping them achieve their financial goals. Jeffrey has previously worked for Wells Fargo Advisors, LLC, Morgan Stanley, and Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
02/10/2017 - Present
Northern Trust Securities, Inc. (SCOTTSDALE AZ)
AZ
11/09/2012 - 11/22/2016
WELLS FARGO ADVISORS, LLC (PHOENIX AZ)
AZ
06/01/2009 - 11/19/2012
MORGAN STANLEY (TEMPE AZ)
AZ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MESA AZ)
AZ
04/22/1999 - 04/02/2007
MORGAN STANLEY DW INC. (PRESCOTT AZ)
BOTH
Issued 05/10/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/04/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2006
Series 3 - National Commodity Futures Examination
BC
Issued 05/13/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 04/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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