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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Westsmith is a financial advisor with over 16 years of experience in the industry. Jeffrey is currently registered with IEQ Capital, LLC and is licensed in California, Colorado, Connecticut, Maryland, Montana, Nevada, New York, Texas, and Washington. Prior to joining IEQ Capital, LLC, Jeffrey was associated with First Republic Securities Company, LLC in Palo Alto, California and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, California. Jeffrey holds the Series 3, 7, 22, 63, and 66 licenses, as well as the SIE designation. Jeffrey is also a Chartered Financial Analyst (CFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/25/2020 - Present
IEQ Capital, LLC (FOSTER CITY CA)
CA
01/21/2013 - 06/04/2019
FIRST REPUBLIC SECURITIES COMPANY, LLC (Palo Alto CA)
CA
12/15/2006 - 05/15/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
BC
Issued 01/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2013
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/21/2012
Series 3 - National Commodity Futures Examination
BC
Issued 12/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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