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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Waters is a financial advisor with over 24 years of experience in the industry. Jeffrey has been registered with LPL Financial LLC since September 2024. Previously, Jeffrey was with NYLIFE SECURITIES LLC and Ameriprise Financial Services, Inc. Jeffrey is a Certified Financial Planner and holds Series 6, 7, 63, and 65 licenses. Jeffrey's specializations include retirement planning, education planning, insurance and estate planning. Jeffrey serves individual clients, business clients, charitable organizations, and pension and profit-sharing plans. Jeffrey currently operates out of the Birmingham, Alabama branch office of LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
09/30/2024 - Present
LPL Financial LLC (BIRMINGHAM AL)
AL
11/30/1999 - 12/16/2013
NYLIFE SECURITIES LLC (PELHAM AL)
IA
Issued 10/30/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/29/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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