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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Sophian is a financial advisor with Mml Investors Services, LLC. Jeffrey is a registered Investment Advisor Representative in the state of Illinois. Jeffrey has been in the financial services industry since 1993. Jeffrey has a total of 2 state exams, 3 product exams, and no principal exams. He is a Chartered Financial Consultant. Jeffrey is affiliated with Mml Investors Services, LLC, Waddell & Reed, Capital Analysts, Incorporated, New England Securities, and Pruco Securities Corporation. Jeffrey's specializations include asset allocation, financial planning, pension consulting, education seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IL
01/07/2015 - Present
MML Investors Services, LLC (Chicago IL)
IL
10/26/2010 - 10/23/2014
WADDELL & REED (OAK BROOK IL)
IL
10/08/2009 - 10/06/2010
CAPITAL ANALYSTS, INCORPORATED (CHICAGO IL)
IL
11/20/2002 - 10/05/2009
NEW ENGLAND SECURITIES (NORTHBROOK IL)
NJ
03/26/1993 - 11/20/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/31/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1997
Series 7 - General Securities Representative Examination
BC
Issued 3/24/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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