Invested Better
Unclaimed

Unclaimed

Unclaimed

Jeffrey S Hartfield

Ausdal Financial Partners, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your Profile

About Jeffrey S Hartfield

Jeffrey Hartfield is a financial advisor with Ausdal Financial Partners, Inc. Jeffrey has been working in the industry since 1993 and is currently registered in Indiana and Florida. Jeffrey also holds Series 6, 7, and SIE licenses. Jeffrey specializes in providing financial planning, portfolio management, and advice on UMA platforms. Jeffrey is a well-rounded professional with experience in a variety of areas and is committed to helping his clients achieve their financial goals.

Firm Information

Jeffrey Hartfield is currently registered with Ausdal Financial Partners, Inc.. Ausdal Financial Partners, Inc. is a Corporation based in DAVENPORT, IA. It is a registered investment advisor with the SEC and all 52 states. The firm has been in operation since 1979-08-13 and employs 158 licensed agents, 110 investment adviser representatives, and 199 registered representatives. Ausdal Financial Partners, Inc. provides advisory services for individuals, businesses, high-net-worth individuals, charitable organizations, pension plans, and corporations. They also participate in wrap fee programs.
Ausdal Financial Partners, Inc.

5187 UTICA RIDGE RD

DAVENPORT, IA 52807

$1.53B

Assets Under Management

2,640

Total Clients

145

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

advice on uma platforms

Advice on uma platforms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Revenue sharing

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jeffrey Hartfield’s Registration & Firm History

IL

11/19/2019 - Present

Ausdal Financial Partners, Inc. (DOWNERS GROVE IL)

IN

08/11/2015 - 01/30/2018

CAMBRIDGE INVESTMENT RESEARCH, INC. (JEFFERSONVILLE IN)

IN

08/10/2000 - 08/14/2015

NFP ADVISOR SERVICES, LLC (NEW ALBANY IN)

IL

10/06/1994 - 08/10/2000

OGILVIE SECURITY ADVISORS CORPORATION (CHICAGO IL)

AZ

11/30/1993 - 10/17/1994

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

IL

08/24/1993 - 12/06/1993

OGILVIE & TAYLOR SECURITIES CORPORATION (CHICAGO IL)

CT

06/03/1993 - 07/22/1993

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

Not sure if Jeffrey S Hartfield is right for you?

Licenses & Designations

BC

Issued 06/02/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2001

Series 7 - General Securities Representative Examination

BC

Issued 06/02/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Jeffrey S Hartfield. Review regulatory record here.
Not sure if Jeffrey S Hartfield is right for you?