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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Embree is a financial advisor with over 23 years of experience in the industry. Jeffrey is currently registered with Morgan Stanley, where Jeffrey has been a financial advisor since April of 2019. Before joining Morgan Stanley, Jeffrey worked at UBS Financial Services Inc from February 2011 to April 2019. Prior to that, Jeffrey was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Sanford C. Bernstein & Co., LLC, and Sanford C. Bernstein & Co., Inc. Jeffrey has a strong track record of success in helping clients achieve their financial goals. Jeffrey holds the Series 7, Series 31, Series 63, and Series 66 licenses and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/08/2019 - Present
Morgan Stanley (New York NY)
NY
02/24/2011 - 04/18/2019
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
09/10/2004 - 02/28/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/07/2000 - 10/04/2004
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
02/03/1999 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BOTH
Issued 09/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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