Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey S. Chen is a financial professional with over 16 years of experience in the industry. Currently, Jeffrey is a registered representative at Piper Sandler & Co. Jeffrey has a strong background in investment banking and has held previous positions at Lazard Frères & Co. LLC, Lazard Middle Market LLC, and Goldsmith, Agio, Helms Securities, Inc. Jeffrey holds several industry licenses, including Series 7, Series 24, Series 63, and Series 79. Jeffrey is dedicated to providing clients with comprehensive and personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
09/05/2024 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
MN
03/31/2022 - 06/15/2024
LAZARD FRERES & CO. LLC (MINNEAPOLIS MN)
MN
06/19/2008 - 03/31/2022
LAZARD MIDDLE MARKET LLC (Minneapolis MN)
MN
12/05/2007 - 07/23/2008
LAZARD FRERES & CO. LLC (MINNEAPOLIS MN)
MN
07/19/2007 - 07/23/2008
GOLDSMITH, AGIO, HELMS SECURITIES, INC. (MINNEAPOLIS MN)
BC
Issued 11/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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