Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Ryan Wong is a financial professional with over 20 years of experience in the industry. Jeffrey is currently a registered representative with Jonestrading. Prior to joining Jonestrading, Jeffrey was associated with FTP SECURITIES LLC in San Francisco, CA, JEFFERIES EXECUTION SERVICES, INC. in New York, NY, and LIBERTY EXECUTION SERVICES, INC. in Philadelphia, PA. Jeffrey holds multiple licenses including Series 7, Series 24, Series 27, Series 63, Series 79TO, Series 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/22/2023 - Present
Jonestrading (THOUSAND OAKS CA)
CA
02/22/2006 - 12/21/2023
FTP SECURITIES LLC (San Francisco CA)
NY
03/18/2002 - 02/17/2006
JEFFERIES EXECUTION SERVICES, INC. (NEW YORK NY)
PA
05/28/2004 - 02/08/2005
LIBERTY EXECUTION SERVICES, INC. (PHILADELPHIA PA)
BC
Issued 01/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/24/2011
Series 24 - General Securities Principal Examination
BC
Issued 06/24/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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