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Jeffrey Ryan Norton

Northwestern Mutual Investment Services, LLC

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About Jeffrey Ryan Norton

Jeffrey Norton is a financial advisor with Northwestern Mutual Investment Services, LLC. Jeffrey has been in the financial services industry since March 11, 2013. Jeffrey is licensed to provide investment advice in Minnesota, Arizona, Massachusetts, Nevada, Texas, Washington, and Wisconsin. Jeffrey is a Series 6, 7, 63, and 66 licensed professional. Jeffrey also holds the SIE designation. Jeffrey is a Registered Representative of Northwestern Mutual Investment Services, LLC. Jeffrey is also an Investment Advisor Representative of Northwestern Mutual Investment Services, LLC. Jeffrey is an active member of the financial services industry and has a strong track record of success.

Firm Information

Jeffrey Norton is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jeffrey Norton’s Registration & Firm History

MN

03/01/2024 - Present

Northwestern Mutual Investment Services, LLC (Woodbury MN)

MN

12/27/2016 - 12/20/2023

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (BLOOMINGTON MN)

MN

05/23/2013 - 12/06/2016

CETERA INVESTMENT SERVICES LLC (ROSEVILLE MN)

MN

01/17/2006 - 06/27/2006

TCF INVESTMENTS, INC. (WOODBURY MN)

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Licenses & Designations

BOTH

Issued 04/08/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/28/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2014

Series 7 - General Securities Representative Examination

BC

Issued 05/22/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Ryan Norton.
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