Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Royce Wingerter is a financial advisor registered with Schwab Wealth Advisory, Inc.. Jeffrey has been working in the financial industry since November 20, 2004 and is currently registered in New Jersey and Texas. Jeffrey has a wide range of experience, having worked at various financial institutions including Citigroup Global Markets Inc., City National Securities, Inc., Citi Private Advisory, LLC, PNC Investments, and Banc of America Investment Services, Inc.. Jeffrey also holds several industry certifications, including the Series 66, Series 53, Series 24, Series 10, Series 9, Series 7, and Series 63 exams. Jeffrey is also a Certified Financial Planner™.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
NJ
02/06/2023 - Present
Schwab Wealth Advisory, Inc. (JERSEY CITY NJ)
NY
09/01/2020 - 01/24/2023
CITIGROUP GLOBAL MARKETS INC. (New York NY)
NY
10/13/2017 - 07/24/2020
CITY NATIONAL SECURITIES, INC. (NEW YORK NY)
NY
03/28/2017 - 09/22/2017
CITI PRIVATE ADVISORY, LLC (New York NY)
NY
05/10/2011 - 09/22/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
02/07/2007 - 05/07/2007
PNC INVESTMENTS (PRINCETON NJ)
NJ
10/20/2004 - 02/05/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (OLD BRIDGE NJ)
NY
12/19/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
09/08/2000 - 02/22/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 6/10/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/6/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/20/2002
Series 24 - General Securities Principal Examination
BC
Issued 9/26/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/29/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/9/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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